Techno-Functional expert with experience in best in class technologies and functional expertise in
Capital Markets responsible for delivery of
Compliance solutions catering to
Trade surveillance requirements of Investment bank. My current engagement involves timely delivery of compliance solutions which includes
requirement gathering, reporting and
• I worked with
waterfall model and lean methodology of software development involving Requirement Analysis, High Level Design, Low Level Design, Coding & deployment.
• I possess excellent knowledge in Capital Markets primarily in
Equities and Fixed Income space with exhaustive exposure to various regulation imposed by several regulators across globe for monitoring illegal trading in Market along with fair exposure to Anti Money Laundering and its tracking from compliance perspective.
• Primary skillset includes
Actimize – Best in class tool for
Enterprise Trade Surveillance, AML & KYC. This includes Actimize Analytics Server and Risk Case Manager a comprehensive application for reporting, auditing, Management Insights, Dashboard, Data Masking, Data Analysis and Surveillance of illegal activities in Market Surveillance, AML space. Data Analysis and
• I am responsible for timely delivery of surveillance models and all enhancements. Some of the trading scenarios include
Market Price Manipulation,
Marking the Close,
Off Market Trades,
Front Running using Actimize for investment banks. Designed audit reports to be submitted to regulators on action taken over traders/firm involved in fraudulent activities across globe.
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